Client Asset Oversight Analyst
UBS Mainland China Operations
Posted 2026-11-03
About the role
Purpose To support a robust and consistent APAC client asset protection framework through accurate execution, effective challenge, clear documentation and timely escalation. Key responsibilities • Maintain the APAC CAS control inventory, rule maps, procedures, responsibility matrices and related governance records, following defined review cycles and approval standards. • Perform assigned oversight and quality assurance activities, including walkthroughs, sample testing, evidence review and documentation of conclusions. • Support semi-annual CAS control testing and attestation by tracking scope, evidence, exceptions and completion against agreed timelines. • Monitor identified exceptions, incidents, breaches and remediation actions; maintain complete records and escalate concerns promptly in line with the agreed escalation framework. • Support root-cause analysis and high-quality issue documentation, including accurate capture in the relevant risk and issue-management systems. • Produce accurate management information and governance materials covering control performance, testing results, risk events, regulatory change and remediation status. • Assist with regulatory-change impact assessments and track implementation actions with relevant Operations and control stakeholders. • Contribute to training, knowledge management and continuous improvement, including opportunities to simplify, standardise and automate recurring activities.
Listed from UBS's career site, where it was posted on 2026-11-03. The firm's page is the reference for the details and the application.