Deputy Head of IB and EMEA Market Conduct Taxonomy
UBS United Kingdom Compliance
Posted 2026-11-04
About the role
Are you passionate about market conduct and regulatory risk? Do you enjoy understanding how complex businesses operate and where risks can emerge? Do you thrive on leading teams and engaging senior stakeholders, regulators and peers across the industry? We’re looking for a Deputy Head of IB and EMEA Market Conduct Taxonomy for a team responsible for the execution of market conduct surveillance activities in EMEA and across IB. The role will report to the Head of IB and EMEA Market Conduct Taxonomy. • leading end-to-end market conduct surveillance across EMEA and Global Investment Banking, ensuring timely alert review, investigation, escalation, and resolution. • acting as key FCA contact, with responsibility for STOR determinations, regulatory filings, cross-border referrals, and regulatory engagement. • lead complex market conduct and market abuse investigations arising from business, compliance, regulatory, or surveillance escalations. • support managing and developing global surveillance teams across the UK, EMEA, and India, ensuring consistent standards, governance, workload prioritization, and operational excellence. • identify, assess, and monitor conduct and market abuse risks, providing independent challenge on trading behaviors and employee conduct. • partner with technology, engineering, and optimization teams to enhance surveillance models, detection capabilities, analytics, and platform effectiveness. • delivery of surveillance governance, management reporting, risk indicators, thematic analysis, and updates to senior management and governance committees. • ensure compliance with MAR, FCA, MiFID II, EMIR, and other applicable regulations while driving continuous improvement, best practices, and strategic evolution of the surveillance function.
Listed from UBS's career site, where it was posted on 2026-11-04. The firm's page is the reference for the details and the application.