GIA Compliance Expert / Auditor (Monitoring, Surveillance & Testing)
UBS Singapore Audit
Posted 2026-10-28
About the role
We’re looking for a GIA Compliance Expert / Auditor (Monitoring, Surveillance & Testing) to: • identify and evaluate the design and operating effectiveness of controls in the AML, Sanctions or Market Conduct space • highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately • meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required • where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require minimal feedback from reviewers. • successfully collaborate with peers in and across audit teams • build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management
Listed from UBS's career site, where it was posted on 2026-10-28. The firm's page is the reference for the details and the application.